Unclaimed
Kevin Dempsey is a financial advisor with J.p. Morgan Securities LLC. Kevin has been in the financial industry since 2008 and has a strong background in investment banking and municipal securities. Kevin has a wide range of experience working with individuals, businesses, and institutional clients. Kevin is committed to providing personalized financial advice and helping clients achieve their financial goals. Prior to joining J.p. Morgan Securities LLC, Kevin worked at CITI PRIVATE ALTERNATIVES, LLC, CITIGROUP GLOBAL MARKETS INC., RBC CAPITAL MARKETS, LLC, and WACHOVIA CAPITAL MARKETS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
04/26/2024 - Present
J.p. Morgan Securities LLC (Tampa FL)
FL
12/07/2021 - 04/25/2024
CITI PRIVATE ALTERNATIVES, LLC (Tampa FL)
FL
05/27/2011 - 04/25/2024
CITIGROUP GLOBAL MARKETS INC. (Tampa FL)
FL
10/02/2008 - 05/05/2011
RBC CAPITAL MARKETS, LLC (ST. PETERSBURG FL)
FL
10/08/2007 - 07/01/2008
WACHOVIA CAPITAL MARKETS, LLC (FT. LAUDERDALE FL)
BOTH
Issued 02/23/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/06/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2020
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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