Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Dement has been in the financial services industry since 2001. Kevin is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC, and Avantax Investment Services, Inc. Kevin has held previous registrations with ProEquities, Inc., Prudential Investment Management Services LLC, and Prudential Retirement Brokerage Services, Inc.. Kevin holds the Series 6, 26, and 63 licenses as well as the SIE exam. Kevin is currently registered in Iowa and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/22/2024 - Present
Cetera Advisors LLC (DALLAS TX)
IA
02/08/2012 - 09/30/2020
PROEQUITIES, INC. (DUBUQUE IA)
IA
12/06/2004 - 01/13/2012
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (DUBUQUE IA)
CT
03/13/2001 - 12/06/2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. (HARTFORD CT)
BC
Issued 03/29/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/29/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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