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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Dean Phillips is an active investment advisor representative at Robert W. Baird & Co. Inc. with over 30 years of experience in the industry. Kevin is registered to provide investment advice and services in multiple states, including North Carolina, Florida, and Texas. Kevin earned the Certified Financial Planner designation and has passed several securities exams, including Series 7, 9, 10, 31, 63, and 65. Prior to joining Robert W. Baird & Co. Inc., Kevin worked for WELLS FARGO ADVISORS, LLC and A. G. EDWARDS & SONS, INC. Kevin has a history of working with clients of all types and has provided a variety of services, including financial planning, portfolio management, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
NC
11/11/2021 - Present
Robert W. Baird & Co. Inc. (DAVIDSON NC)
NC
01/01/2008 - 02/19/2013
WELLS FARGO ADVISORS, LLC (DAVIDSON NC)
NC
01/28/1991 - 01/03/2008
A. G. EDWARDS & SONS, INC. (HUNTERSVILLE NC)
IA
Issued 04/17/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/24/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 01/25/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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