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Kevin Deacy

Nexpoint Securities, Inc.

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About Kevin Deacy

Kevin Deacy is a financial advisor registered with Nexpoint Securities, Inc. in Dallas, Texas. Kevin has over 20 years of experience in the financial services industry. Kevin is licensed to offer securities and investment advisory services in Illinois, Indiana, Michigan, and Wisconsin. Kevin has a Series 7, Series 6, and Series 63 license. He is also a holder of the Securities Industry Essentials (SIE) Exam. Kevin’s prior experience includes roles with firms such as ALPS Distributors, Inc., PREP Securities, LLC, CR Capital Distributors, LLC, CNL Securities Corp., Ridgewood Securities Corporation, ATEL Securities Corporation, USALLIANZ Investor Services, LLC, Van Kampen Funds Inc. and Kemper Distributors, Inc.

Firm Information

Kevin Deacy is currently registered with Nexpoint Securities, Inc.. Nexpoint Securities, Inc. is a Corporation that was formed on June 14, 2012. They are registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Deacy’s Registration & Firm History

TX

10/14/2022 - Present

Nexpoint Securities, Inc. (DALLAS TX)

CO

06/21/2021 - 10/10/2022

ALPS DISTRIBUTORS, INC. (DENVER CO)

UT

01/02/2020 - 04/06/2021

PREP SECURITIES, LLC (PARK CITY UT)

CA

04/23/2019 - 12/31/2019

CR CAPITAL DISTRIBUTORS, LLC (NEWPORT BEACH CA)

FL

08/05/2015 - 01/14/2019

CNL SECURITIES CORP. (ORLANDO FL)

NJ

03/12/2007 - 07/31/2015

RIDGEWOOD SECURITIES CORPORATION (MONTVALE NJ)

CA

11/19/2003 - 01/08/2007

ATEL SECURITIES CORPORATION (SAN FRANCISCO CA)

MN

06/17/2002 - 07/21/2003

USALLIANZ INVESTOR SERVICES, LLC (MINNEAPOLIS MN)

TX

07/20/1999 - 06/26/2002

VAN KAMPEN FUNDS INC. (HOUSTON TX)

IL

12/04/1998 - 08/19/1999

KEMPER DISTRIBUTORS, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 12/01/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/2002

Series 7 - General Securities Representative Examination

BC

Issued 11/30/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Deacy.
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