Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Thompson is a financial advisor with J.P. Morgan Securities LLC. Kevin has been in the financial services industry since March 9, 2000. Kevin has a Series 65, Series 63, Series 4, Series 53, Series 24, Series 52TO, SIE, and Series 7 licenses. Kevin is registered with the state of Tennessee and Alabama. Kevin's previous employers include Ross, Sinclaire & Associates, LLC, Waddell & Reed, Inc., and Fifth Third Securities, Inc. Kevin specializes in providing financial advice to high-net-worth individuals, corporations, insurance companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TN
03/04/2020 - Present
J.p. Morgan Securities LLC (Franklin TN)
TN
06/13/2018 - 03/02/2020
ROSS, SINCLAIRE & ASSOCIATES, LLC (BRENTWOOD TN)
TN
09/23/2009 - 04/20/2018
WADDELL & REED (NASHVILLE TN)
TN
06/20/2008 - 03/06/2009
FIFTH THIRD SECURITIES, INC. (HENDERSONVILLE TN)
TN
06/20/2007 - 06/10/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NASHVILLE TN)
TN
05/10/2005 - 02/09/2007
MORGAN KEEGAN & COMPANY, INC. (NASHVILLE TN)
TN
06/08/2001 - 05/03/2005
PFIC SECURITIES CORPORATION (FRANKLIN TN)
MN
01/12/1999 - 05/09/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/12/1999 - 05/09/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 06/04/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2004
Series 4 - Registered Options Principal Examination
BC
Issued 08/04/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/27/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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