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Kevin David Pflug

Huntleigh Advisors, Inc.

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About Kevin David Pflug

Kevin Pflug is a registered representative with Huntleigh Advisors, Inc. Kevin has over 7 years of experience in the financial services industry. Kevin is a licensed securities professional with a Series 6, 7, and 66 license. Kevin is registered with the states of Alabama, Arizona, Arkansas, Colorado, Florida, Georgia, Idaho, Illinois, Missouri, Nebraska, Nevada, Oklahoma, South Carolina, Texas. Kevin is also registered with the FINRA and the SEC. Kevin specializes in providing investment advice to individuals, families, and businesses. Kevin's areas of expertise include financial planning, retirement planning, college savings, and estate planning. Kevin also provides investment management services.

Firm Information

Kevin Pflug is currently registered with Huntleigh Advisors, Inc.. Huntleigh Advisors, Inc. is an investment advisor registered with the SEC and located in ST. LOUIS, MO. The firm has 40 licensed agents, 53 investment adviser representatives, 49 registered representatives, and 53 investment advisory functions. Huntleigh Advisors, Inc. provides portfolio management services for individuals and pension consulting. They manage approximately $445,422,627 in regulatory assets under management for 1,422 accounts. The firm primarily serves individuals other than high-net-worth, high-net-worth individuals, corporations or other businesses, and charitable organizations.
Huntleigh Advisors, Inc.

7800 FORSYTH BLVD.

ST. LOUIS, MO 63105

$445.42M

Assets Under Management

Not reported

Total Clients

55

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor/third party manager fees

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Kevin Pflug’s Registration & Firm History

IL

03/20/2023 - Present

Huntleigh Advisors, Inc. (Belleville IL)

KY

02/22/2016 - 08/01/2016

FORESTERS FINANCIAL SERVICES, INC. (LEXINGTON KY)

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Licenses & Designations

BOTH

Issued 09/27/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/10/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/2018

Series 7 - General Securities Representative Examination

BC

Issued 02/22/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin David Pflug.
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