Unclaimed
Kevin David Nichols is a financial advisor with International Assets Investment Management, LLC, with 34 years of experience in the financial services industry. Kevin is a registered representative in 20 states and an investment advisor representative in Michigan. He has a Series 63, Series 66 and Series 24 licenses. Kevin is a strong believer in providing clients with personalized financial advice. He is committed to helping clients achieve their financial goals. Kevin Nichols has been with International Assets Investment Management, LLC, since 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
01/12/2016 - Present
International Assets Investment Management, LLC (Alma MI)
MI
12/01/1995 - 04/29/2015
SECURITIES AMERICA, INC. (ALMA MI)
AZ
08/22/1989 - 12/06/1995
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)
BOTH
Issued 03/30/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/24/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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