Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Gargano is an investment advisor representative with LPL Financial LLC, a firm headquartered in Fort Mill, South Carolina. Kevin has been in the securities industry since September 11, 2004. His experience includes working with a variety of clients including individuals, corporations, and pension plans. He is registered to provide investment advice in Connecticut and Texas. Kevin has a strong background in financial planning, portfolio management, and consulting. He also offers educational seminars to help clients learn more about financial planning and investing.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
05/08/2024 - Present
LPL Financial LLC (HAMDEN CT)
CT
02/27/2017 - 12/21/2020
RAYMOND JAMES FINANCIAL SERVICES, INC. (NORTH HAVEN CT)
CT
03/18/2005 - 03/10/2017
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
MA
12/09/2002 - 07/22/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/09/2002 - 07/22/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
KS
01/15/2002 - 11/25/2002
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 08/07/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2017
Series 7 - General Securities Representative Examination
BC
Issued 01/14/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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