Unclaimed
Kevin David Chen is a financial professional licensed to provide investment advice in California. Kevin has been in the industry since October 2019. Kevin is registered with Pruco Securities, LLC and holds the Series 63, Series 6TO and SIE licenses. Kevin specializes in providing investment advice in the following areas: asset allocation, portfolio management, retirement planning, and mutual funds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
CA
10/03/2019 - Present
Pruco Securities, LLC (ORANGE CA)
BC
Issued 12/17/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/17/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Kevin Chen is the right advisor for you? Invested Better is here to help.