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Kevin Darryl Dede

H.c.wainwright & CO., LLC

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About Kevin Darryl Dede

Kevin Darryl Dede is a financial advisor with over 25 years of experience in the financial services industry. Kevin has a strong background in securities, with experience in various investment firms such as Auriga USA, LLC, Fagenson & Co., Inc., and Jesup & Lamont Securities Corp. Kevin is currently registered with H.c.wainwright & Co., LLC in New York. Kevin is Series 7, 24, 63, 87 and SIE licensed and is registered in California, Florida and New York.

Firm Information

Kevin Dede is currently registered with H.c.wainwright & CO., LLC. H.c.wainwright & CO., LLC is a Limited Liability Company that was formed in April 2013. They are registered to conduct business in all 50 U.S. states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Dede’s Registration & Firm History

NY

03/26/2014 - Present

H.c.wainwright & CO., LLC (NEW YORK NY)

NY

03/07/2012 - 06/07/2012

AURIGA USA, LLC (NEW YORK NY)

NY

11/05/2010 - 02/27/2012

FAGENSON & CO., INC. (NEW YORK NY)

CA

07/17/2009 - 03/03/2010

JESUP & LAMONT SECURITIES CORP (SAN FRANCISCO CA)

NY

05/31/2007 - 11/14/2008

MORGAN JOSEPH & CO. INC. (NEW YORK NY)

CA

02/03/2003 - 06/13/2007

MERRIMAN CURHAN FORD & CO. (SAN FRANCISCO CA)

CA

05/01/2001 - 11/08/2002

WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)

CA

11/04/1999 - 11/08/2002

WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)

NY

03/25/1998 - 11/19/1999

DAIN RAUSCHER INCORPORATED (NEW YORK NY)

CA

09/14/1995 - 09/05/1997

MONTGOMERY SECURITIES (SAN FRANCISCO CA)

CA

05/16/1994 - 08/22/1995

SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)

NY

02/24/1993 - 05/10/1994

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/04/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/18/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/22/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/20/1994

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 02/22/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Darryl Dede.
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