Unclaimed
Kevin Darryl Dede is a financial advisor with over 25 years of experience in the financial services industry. Kevin has a strong background in securities, with experience in various investment firms such as Auriga USA, LLC, Fagenson & Co., Inc., and Jesup & Lamont Securities Corp. Kevin is currently registered with H.c.wainwright & Co., LLC in New York. Kevin is Series 7, 24, 63, 87 and SIE licensed and is registered in California, Florida and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/26/2014 - Present
H.c.wainwright & CO., LLC (NEW YORK NY)
NY
03/07/2012 - 06/07/2012
AURIGA USA, LLC (NEW YORK NY)
NY
11/05/2010 - 02/27/2012
FAGENSON & CO., INC. (NEW YORK NY)
CA
07/17/2009 - 03/03/2010
JESUP & LAMONT SECURITIES CORP (SAN FRANCISCO CA)
NY
05/31/2007 - 11/14/2008
MORGAN JOSEPH & CO. INC. (NEW YORK NY)
CA
02/03/2003 - 06/13/2007
MERRIMAN CURHAN FORD & CO. (SAN FRANCISCO CA)
CA
05/01/2001 - 11/08/2002
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
11/04/1999 - 11/08/2002
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
NY
03/25/1998 - 11/19/1999
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
CA
09/14/1995 - 09/05/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
CA
05/16/1994 - 08/22/1995
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
02/24/1993 - 05/10/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 03/04/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/20/1994
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 02/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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