Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Darin Kott is an investment advisor representative registered with Hilltop Securities Inc. Kevin has been in the securities industry since February 1987. Kevin is registered in 20 states and has licenses for Series 7, 63, 24, 53, and 65. Kevin's firm, Hilltop Securities Inc. manages approximately $1 billion to $10 billion in assets and has over 113 registered representatives and investment advisor representatives. Hilltop Securities Inc. provides investment advice to a variety of clients including individuals, corporations, charitable organizations and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
CA
02/09/2012 - Present
Hilltop Securities Inc. (MONTEREY CA)
CA
02/24/1987 - 12/22/2008
M.L. STERN & CO., LLC. (CARMEL CA)
IA
Issued 05/17/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/26/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/21/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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