Unclaimed
Kevin Ross is a financial advisor with Northern Lights Distributors, LLC. Kevin has over 10 years of experience in the financial services industry. Kevin is registered to provide investment advice in 17 states. Kevin holds the Series 6, Series 63 and Series 65 securities licenses. Kevin is also a registered representative with FINRA. Prior to joining Northern Lights Distributors, LLC, Kevin was employed by NYLIFE SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
08/05/2015 - Present
Northern Lights Distributors, LLC (ELKHORN NE)
MA
11/14/2011 - 07/03/2014
NYLIFE SECURITIES LLC (WALTHAM MA)
IA
Issued 06/05/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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