Unclaimed
Kevin Rawls is a financial advisor registered with Northwestern Mutual Investment Services, LLC. Kevin is based in Conway, Arkansas and has been working in the industry since 2010. Kevin is currently licensed in 31 states and holds Series 6, 7, 63, and 65 licenses, as well as the Securities Industry Essentials Examination. Kevin provides investment research, referrals to other advisors, and other advisory services. Kevin also earns commissions from insurance companies for the sales of non-variable life, health, annuity and/or disability income insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
AR
05/07/2013 - Present
Northwestern Mutual Investment Services, LLC (Conway AR)
IA
Issued 05/03/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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