Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Harrington is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Kevin is a financial advisor with over nine years of experience in the industry. Kevin has experience working with both individuals and businesses. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Kevin worked at Wells Fargo Clearing Services, LLC and Northwestern Mutual Investment Services, LLC. Kevin specializes in retirement planning, investment management, and financial planning. Kevin has a Series 7 and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
12/01/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BEND OR)
WI
09/24/2018 - 06/21/2024
WELLS FARGO CLEARING SERVICES, LLC (GREEN BAY WI)
WI
02/23/2016 - 09/11/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (EAU CLAIRE WI)
WI
02/24/2015 - 02/03/2016
LPL FINANCIAL LLC (EAU CLAIRE WI)
BOTH
Issued 04/01/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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