linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Kevin Daley

Citizens Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kevin? Claim Your Profile

About Kevin Daley

Kevin Daley is a financial advisor with over 28 years of experience in the industry. He is currently registered with Citizens Securities, Inc., and has previously worked with Santander Securities LLC, Investment Professionals, Inc., TD Wealth Management Services Inc., BANCNORTH INVESTMENT GROUP, INC., BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., LINSCO/PRIVATE LEDGER CORP., COMMONWEALTH FINANCIAL NETWORK, MOORS & CABOT, INC., and BEAR, STEARNS & CO. INC. Kevin Daley has been a registered investment advisor in Massachusetts and Rhode Island since 2020. Kevin Daley holds FINRA Series 7, 63, and 65 licenses as well as the SIE exam. Kevin Daley specializes in providing financial planning and investment advice to individuals, businesses, and high-net-worth clients. Kevin Daley also participates in a wrap fee program.

Firm Information

Kevin Daley is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kevin Daley’s Registration & Firm History

MA

01/12/2021 - Present

Citizens Securities, Inc. (CONCORD MA)

MA

06/02/2017 - 08/28/2020

SANTANDER SECURITIES LLC (WEST BOYLSTON MA)

MA

04/20/2010 - 05/01/2017

INVESTMENT PROFESSIONALS, INC. (BURLINGTON MA)

MA

11/17/2009 - 02/23/2010

TD WEALTH MANAGEMENT SERVICES INC. (BOSTON MA)

MA

02/06/2008 - 11/17/2009

BANCNORTH INVESTMENT GROUP, INC. (BROOKLINE MA)

MA

10/20/2004 - 01/25/2008

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

NY

01/09/2004 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

SC

01/31/2003 - 12/16/2003

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

MA

07/10/2001 - 01/31/2003

COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)

MA

10/02/1995 - 07/12/2001

MOORS & CABOT, INC. (BOSTON MA)

NY

04/28/1994 - 10/10/1995

BEAR, STEARNS & CO. INC. (NEW YORK NY)

Not sure if Kevin Daley is right for you?

Licenses & Designations

IA

Issued 09/21/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/27/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/27/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Daley.
Not sure if Kevin Daley is right for you?