Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Dale Smith is an investment advisor representative with over 19 years of experience in the financial services industry. Kevin Dale Smith is currently registered with LPL Financial LLC and has been with them since February 2024. Prior to that, Kevin Dale Smith was associated with Cetera Advisor Networks LLC from June 2009 to February 2024 and UBS Financial Services Inc. from February 2005 to June 2009. Kevin Dale Smith holds FINRA Series 7, Series 66, and SIE licenses. Kevin Dale Smith is registered in 23 states, including Pennsylvania, Texas, Arizona, Colorado, Delaware, Florida, Georgia, Illinois, Indiana, Massachusetts, Michigan, New Jersey, North Carolina, Ohio, South Carolina, South Dakota, Tennessee, Virginia, Washington, West Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
02/22/2024 - Present
LPL Financial LLC (CANONSBURG PA)
PA
06/01/2009 - 02/23/2024
CETERA ADVISOR NETWORKS LLC (CANONSBURG PA)
PA
02/01/2005 - 06/18/2009
UBS FINANCIAL SERVICES INC. (PITTSBURGH PA)
BOTH
Issued 02/21/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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