Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Dale Frank is a financial advisor currently registered with Charles Schwab & Co., Inc. Kevin has been working in the financial services industry since 2002. Kevin is registered with the state of Colorado and has passed the Series 63, Series 65, Series 7, and SIE exams. Kevin has previously worked for TD Ameritrade, Inc., Fidelity Brokerage Services LLC, TIAA-CREF Individual & Institutional Services, LLC, Chase Investment Services Corp., Nationwide Securities, Inc., PRUCO Securities, LLC., NYLIFE Securities Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Kevin specializes in providing financial advice to individual clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
01/09/2022 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
NE
01/29/2016 - 01/11/2022
TD AMERITRADE, INC. (OMAHA NE)
CO
08/10/2015 - 01/13/2016
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
CO
06/05/2007 - 08/28/2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
10/17/2005 - 05/22/2007
CHASE INVESTMENT SERVICES CORP. (DENVER CO)
OH
02/18/2005 - 06/23/2005
NATIONWIDE SECURITIES, INC. (COLUMBUS OH)
NJ
10/22/2003 - 02/03/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
NY
09/16/2003 - 11/04/2003
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
08/17/2000 - 08/27/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 03/16/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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