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Kevin D Okeefe

TP Icap Global Markets Americas LLC

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About Kevin D Okeefe

Kevin D Okeefe is a registered representative with TP Icap Global Markets Americas LLC. Kevin has been in the industry since March 19, 2017. Kevin has passed the Series 7, Series 63, and Series 7TO exams. Kevin's previous experience includes working with HSBC Securities (USA) Inc.

Firm Information

Kevin Okeefe is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Okeefe’s Registration & Firm History

NY

10/24/2023 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

04/14/2005 - 11/17/2011

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

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Licenses & Designations

BC

Issued 10/29/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/23/2023

Series 7TO - General Securities Representative Examination

BC

Issued 06/04/2020

SIE - Securities Industry Essentials Examination

BC

Issued 04/13/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin D Okeefe.
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