Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin D Lopardo is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., registered in Texas. Kevin has been in the industry since August 1999, and has a wide range of experience in the field. Kevin is a Series 7, 63 and 65 licensed financial advisor with expertise in investments, retirement planning, and wealth management. Kevin has been with Merrill Lynch since 2009, providing financial services for a wide range of clients, including individuals, families, businesses, and institutions. Kevin's commitment to providing personalized and comprehensive financial advice has helped clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HOUSTON TX)
TX
04/14/2003 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (HOUSTON TX)
IL
02/14/2003 - 04/17/2003
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
MA
05/04/2001 - 01/31/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
IL
08/17/1999 - 05/07/2001
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IA
Issued 07/31/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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