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Kevin Craig Smith

Nylife Securities LLC

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About Kevin Craig Smith

Kevin Craig Smith is a registered representative with Nylife Securities LLC. Kevin has been in the securities industry since December 23, 1996. Kevin holds Series 6, Series 63 and SIE licenses. Kevin is currently registered in Pennsylvania, New Jersey, North Carolina and Virginia. Prior to Nylife Securities LLC, Kevin worked at PRUCO SECURITIES CORPORATION.

Firm Information

Kevin Smith is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Smith’s Registration & Firm History

PA

11/10/1999 - Present

Nylife Securities LLC (WAYNE PA)

NJ

12/13/1996 - 10/29/1999

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 03/31/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Craig Smith.
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