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Kevin Copple Austin

Pruco Securities, LLC

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About Kevin Copple Austin

Kevin Copple Austin is a financial professional with over 20 years of experience in the industry. Kevin is currently registered with Pruco Securities, LLC and is located in the Charlotte, NC area. Kevin has experience with Prudential Insurance Company of America, Morgan Stanley DW Inc., UVEST Financial Services Group, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and MetLife Securities Inc. Kevin holds Series 6, 7, 63, and 66 licenses as well as the SIE. Kevin is qualified to provide financial advice to individuals, corporations or other businesses, high-net-worth individuals, trust and estate accounts, and other clients.

Firm Information

Kevin Austin is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Kevin Austin’s Registration & Firm History

NC

03/27/2014 - Present

Pruco Securities, LLC (CHARLOTTE NC)

SC

06/17/2009 - 01/15/2014

METLIFE SECURITIES INC. (GREENVILLE SC)

NC

05/13/2005 - 10/04/2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HENDERSONVILLE NC)

NC

05/13/2003 - 05/17/2005

UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)

NY

01/17/2001 - 05/09/2003

MORGAN STANLEY DW INC. (PURCHASE NY)

NJ

01/01/1993 - 07/07/1995

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

12/17/1990 - 02/14/1992

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

12/17/1990 - 02/14/1992

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

BC

Issued 07/01/2009

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 01/29/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/16/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/16/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Copple Austin.
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