Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Connor is a financial advisor with Mufg Securities Americas Inc. Kevin has been in the financial industry for over 3 years and is registered with the Financial Industry Regulatory Authority (FINRA) as a Series 7, Series 63, and Series 79TO representative. Kevin previously worked for Lloyds Securities, and holds a Series 63 and Series 7TO licenses. Kevin has a broad range of experience and is committed to providing his clients with the highest level of personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/28/2023 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
10/06/2020 - 11/29/2023
LLOYDS SECURITIES (NEW YORK NY)
BC
Issued 10/30/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/14/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/06/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/30/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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