Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Collier Lokey is a financial advisor at Raymond James & Associates, Inc. Kevin has been in the financial services industry since August 1994. Kevin holds a Series 7, Series 9, Series 10, and Series 63 license, and is registered to provide investment advisory services in Alabama, California, Florida, Georgia, Maryland, New York, North Carolina, South Carolina, Tennessee, Texas, and Virginia. Kevin is also registered as an Investment Advisor Representative in Georgia and Texas. Prior to joining Raymond James & Associates, Inc., Kevin worked at Wells Fargo Clearing Services, LLC and A. G. Edwards & Sons, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
11/05/2019 - Present
Raymond James & Associates, Inc. (SAINT SIMONS ISLAND GA)
GA
01/01/2008 - 07/31/2019
WELLS FARGO CLEARING SERVICES, LLC (SAINT SIMONS IS GA)
GA
11/10/1995 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. SIMONS ISLAND GA)
MO
08/12/1994 - 11/13/1995
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
BC
Issued 06/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/06/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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