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Kevin Christopher Shields

Foreside Fund Services, LLC

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About Kevin Christopher Shields

Kevin Christopher Shields is a registered representative with Foreside Fund Services, LLC. Kevin has been in the securities industry since July 26, 2014 and is licensed to sell securities in all 50 states. Kevin's previous employers include CHARTWELL TSC SECURITIES CORP. and QUASAR DISTRIBUTORS, LLC.

Firm Information

Kevin Shields is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Shields’s Registration & Firm History

NC

08/04/2022 - Present

Foreside Fund Services, LLC (Charlotte NC)

PA

01/14/2020 - 07/29/2022

CHARTWELL TSC SECURITIES CORP. (PITTSBURGH PA)

ME

07/09/2014 - 12/31/2019

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

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Licenses & Designations

BC

Issued 07/25/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Christopher Shields.
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