Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Christopher Rogner is a financial advisor with over 20 years of experience in the financial services industry. Kevin currently works at NEW York Life Investment Management LLC, where he has been registered since July 2018. Previously, Kevin has worked at Manning & Napier Investor Services, Inc., Adviser Dealer Services, Inc., Princor Financial Services Corporation, Nationwide Investment Services Corporation, One Group Dealer Services, Inc., BANC One Securities Corporation, American Express Financial Advisors Inc., and IDS Life Insurance Company. Kevin holds Series 7, Series 63, and SIE licenses. Kevin is a registered investment advisor in Ohio and is also registered to provide investment advisory services in other states, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
07/26/2018 - Present
NEW York Life Investment Management LLC (Hilliard OH)
OH
06/03/2009 - 01/17/2018
MANNING & NAPIER INVESTOR SERVICES, INC. (DUBLIN OH)
OH
11/17/2008 - 03/17/2009
ADVISER DEALER SERVICES, INC. (DUBLIN OH)
OH
02/11/2008 - 10/30/2008
PRINCOR FINANCIAL SERVICES CORPORATION (DUBLIN OH)
OH
10/16/2002 - 01/02/2008
NATIONWIDE INVESTMENT SERVICES CORPORATION (DUBLIN OH)
OH
06/07/2001 - 10/08/2002
ONE GROUP DEALER SERVICES, INC. (COLUMBUS OH)
IL
03/01/2001 - 06/04/2001
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MN
08/14/2000 - 10/31/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/14/2000 - 10/31/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 08/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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