Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin McCarthy is a financial advisor with Madison Avenue Securities, LLC. Kevin has over 30 years of experience in the financial services industry. Kevin is registered with FINRA and holds the Series 7, Series 63, and Series 66 licenses. Kevin has a strong background in financial planning, portfolio management, and insurance. Kevin is committed to providing personalized financial advice and helping clients achieve their financial goals. Kevin is a Registered Representative and Investment Advisor Representative for Madison Avenue Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/29/2021 - Present
Madison Avenue Securities, LLC (SAN DIEGO CA)
MN
11/10/2004 - 06/23/2006
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
CA
01/14/1999 - 12/31/2002
LEGACY FINANCIAL SERVICES, INC. (PETALUMA CA)
CO
01/09/1997 - 07/17/1998
UNITED SECURITIES ALLIANCE, INC. (GREENWOOD VILLAGE CO)
NA
07/30/1993 - 12/19/1994
INDEPENDENT FINANCIAL SECURITIES, INC.
NY
10/18/1991 - 07/02/1993
GKN SECURITIES CORP. (NEW YORK NY)
NJ
04/29/1991 - 10/25/1991
PARAGON CAPITAL CORPORATION (EAST HANOVER NJ)
NA
11/21/1990 - 05/06/1991
J. GREGORY & COMPANY, INC.
CO
09/24/1987 - 11/23/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
BOTH
Issued 06/25/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/04/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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