Unclaimed
Kevin Christopher Johnson is a financial advisor who has been in the industry since 2003. Currently, Kevin is registered with Allspring Funds Management, LLC. Previously, Kevin has worked for MORGAN STANLEY SMITH BARNEY and CITIGROUP GLOBAL MARKETS INC. Kevin holds the Series 66, 24, 7, and 16 licenses and the SIE designation. Kevin has a background in portfolio management and has experience working with individuals, businesses, and investment companies. Kevin is also a Chartered Financial Analyst.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
DE
12/22/2016 - Present
Allspring Funds Management, LLC (Wilmington DE)
NY
06/01/2009 - 12/13/2010
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
06/05/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 06/17/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/22/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2005
Series 7 - General Securities Representative Examination
BC
Issued 05/29/2003
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
F
FINRA
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