Unclaimed
Kevin Christopher Easley is a financial professional with over 20 years of experience in the industry. He is currently registered with Capital Client Group, Inc. in Los Angeles, CA. Kevin has a wide range of experience and holds several licenses and certifications, including Series 6, 7, 26 and 63 licenses. Kevin is a seasoned professional with a commitment to providing comprehensive financial solutions to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
05/14/2012 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
GA
01/01/2009 - 04/19/2012
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (ATLANTA GA)
NC
04/05/2004 - 01/01/2009
HARTFORD EQUITY SALES COMPANY INC. (MOORESVILLE NC)
IA
02/05/2003 - 03/25/2004
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NY
09/04/2001 - 01/07/2003
PARK AVENUE SECURITIES LLC (NEW YORK NY)
CO
10/18/2000 - 05/31/2001
ONE ORCHARD EQUITIES, INC. (GREENWOOD VILLAGE CO)
NY
07/29/1998 - 10/05/2000
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 08/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 06/21/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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