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Kevin Christopher Easley

Capital Client Group, Inc.

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About Kevin Christopher Easley

Kevin Christopher Easley is a financial professional with over 20 years of experience in the industry. He is currently registered with Capital Client Group, Inc. in Los Angeles, CA. Kevin has a wide range of experience and holds several licenses and certifications, including Series 6, 7, 26 and 63 licenses. Kevin is a seasoned professional with a commitment to providing comprehensive financial solutions to clients.

Firm Information

Kevin Easley is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Kevin Easley’s Registration & Firm History

CA

05/14/2012 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

GA

01/01/2009 - 04/19/2012

HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (ATLANTA GA)

NC

04/05/2004 - 01/01/2009

HARTFORD EQUITY SALES COMPANY INC. (MOORESVILLE NC)

IA

02/05/2003 - 03/25/2004

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

NY

09/04/2001 - 01/07/2003

PARK AVENUE SECURITIES LLC (NEW YORK NY)

CO

10/18/2000 - 05/31/2001

ONE ORCHARD EQUITIES, INC. (GREENWOOD VILLAGE CO)

NY

07/29/1998 - 10/05/2000

NEW ENGLAND SECURITIES (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/03/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/25/2012

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 06/21/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/28/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Christopher Easley.
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