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Kevin Christopher Dowd

Fidelity Brokerage Services LLC

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About Kevin Christopher Dowd

Kevin Christopher Dowd is a financial advisor at Fidelity Brokerage Services LLC. Kevin has been in the financial services industry since October 2, 2009. Kevin holds the Series 6, 7, and 63 licenses. Kevin is registered in Texas and has a branch office in Westlake, Texas. Prior to joining Fidelity Brokerage Services LLC, Kevin was employed by National Financial Services LLC, Fidelity Investments Institutional Services Company, Inc., MML Investors Services, LLC, OneAmerica Securities, Inc., and AXA Advisors, LLC.

Firm Information

Kevin Dowd is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Dowd’s Registration & Firm History

TX

01/12/2024 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

TX

06/16/2014 - 08/31/2023

NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)

RI

01/28/2013 - 05/19/2014

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

RI

08/25/2011 - 12/03/2012

MML INVESTORS SERVICES, LLC (WARWICK RI)

MA

10/12/2009 - 08/31/2011

ONEAMERICA SECURITIES, INC. (FRAMINGHAM MA)

MA

02/18/2009 - 09/29/2009

AXA ADVISORS, LLC (WELLESLEY MA)

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Licenses & Designations

BC

Issued 05/11/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/26/2013

Series 7 - General Securities Representative Examination

BC

Issued 02/17/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kevin Christopher Dowd.
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