Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Chong Lee is an investment advisor representative at Centaurus Financial, Inc. in Anaheim, California. Kevin has been in the securities industry since 2007. Kevin has a Series 7, Series 24, Series 31 and Series 66 licenses. Kevin has previously worked at Newport Coast Securities, Inc., Purshe Kaplan Sterling Investments, Grant Bettingen, Inc., Brookstreet Securities Corporation and MCL Financial Group, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
09/19/2017 - Present
Centaurus Financial, Inc. (ANAHEIM CA)
NY
06/13/2011 - 09/06/2016
NEWPORT COAST SECURITIES, INC. (NEW YORK NY)
CA
09/10/2009 - 03/17/2010
PURSHE KAPLAN STERLING INVESTMENTS (IRVINE CA)
CA
12/03/2007 - 08/20/2009
GRANT BETTINGEN, INC. (IRVINE CA)
CA
04/11/2007 - 06/29/2007
BROOKSTREET SECURITIES CORPORATION (SAN JUAN CAPISTRANO CA)
CA
03/09/2005 - 01/03/2007
MCL FINANCIAL GROUP, INC. (SANTA ANA CA)
NY
12/04/2002 - 06/30/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 02/10/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/14/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 12/03/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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