Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Chen is a registered representative with Tower Principal Markets LLC, a firm headquartered in New York, New York. Kevin holds Series 57TO and SIE licenses. Kevin is an active member of the securities industry and has been in the business since March 12, 2024. Kevin is currently registered with the Financial Industry Regulatory Authority (FINRA) and has a total of 12 approved SRO registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/13/2024 - Present
Tower Principal Markets LLC (New York NY)
BC
Issued 03/13/2024
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2024
Series 57TO - Securities Trader Exam
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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