Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Chen is a financial professional with over 11 years of experience in the industry. Kevin is currently registered with PHX Financial, Inc. and holds licenses including Series 7, Series 63, Series 24, Series 99TO and SIE. Kevin is registered in 51 states and has a strong track record of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/05/2011 - Present
PHX Financial, Inc. (NEW YORK NY)
IA
Issued 03/26/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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