Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Charles Slocum is a financial professional with over 30 years of experience in the financial services industry. Kevin currently works at M.m. Dillon & Co. LLC as a Registered Representative. Kevin has been licensed to sell securities in the state of Connecticut since November 21, 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
11/21/2016 - Present
M.m. Dillon & Co. LLC (GREENWICH CT)
CO
06/25/2014 - 12/18/2015
HEADWATERS BD, LLC (DENVER CO)
CT
06/11/2010 - 06/16/2014
M.M. DILLON & CO. LLC (GREENWICH CT)
CT
01/14/2004 - 12/31/2009
GREENWICH TECHNOLOGY ADVISORS LLC (OLD GREENWICH CT)
CT
05/09/1996 - 01/22/2004
SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)
NY
07/09/1992 - 08/19/1994
WATERMARK SECURITIES, INC. (NEW YORK NY)
NY
09/12/1991 - 04/15/1992
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
10/09/1989 - 09/24/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
CT
02/05/1987 - 10/03/1989
SOUNDVIEW FINANCIAL GROUP, INC. (OLD GREENWICH CT)
NA
12/24/1981 - 08/15/1986
L. F. ROTHSCHILD, UNTERBERG, TOWBIN, INC.
BC
Issued 03/19/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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