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Kevin Charles McKenna

Aegis Capital Corp.

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About Kevin Charles McKenna

Kevin McKenna is a financial professional with over 30 years of experience in the financial services industry. Kevin has held several positions in the industry including those at Morgan Stanley Smith Barney and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Currently, Kevin is registered with Aegis Capital Corp. where he is a financial advisor. Aegis Capital Corp. is a full-service investment bank that provides a wide range of financial products and services to individuals and institutions. Kevin has a broad range of experience and is dedicated to helping his clients achieve their financial goals.

Firm Information

Kevin McKenna is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kevin McKenna’s Registration & Firm History

NY

06/09/2010 - Present

Aegis Capital Corp. (NEW YORK NY)

NY

06/01/2009 - 02/25/2010

MORGAN STANLEY SMITH BARNEY (NEW YORK NY)

NY

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

NY

12/14/2006 - 04/02/2007

MORGAN STANLEY DW INC. (NEW YORK NY)

NY

01/09/2006 - 12/12/2006

VANDERBILT SECURITIES, LLC (MELVILLE NY)

MA

08/31/2005 - 01/20/2006

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

08/31/2005 - 01/20/2006

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NY

10/19/1988 - 06/10/2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/03/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/23/2006

Series 23 - General Securities Principal Sales Supervisor

BC

Issued 11/21/1994

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Kevin Charles McKenna. Review regulatory record here.
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