Unclaimed
Kevin Charles Martin is a Los Angeles-based financial advisor with over 20 years of experience in the financial services industry. Kevin has held positions with a number of prominent firms including NYLIFE Securities LLC and MML Investors Services, LLC. Kevin is currently registered with The O.n. Equity Sales Co. and holds Series 6, Series 63, and SIE licenses. Kevin is registered to conduct business in several states, including California, Connecticut, Delaware, Maryland, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/21/2015 - Present
THE O.n. Equity Sales Co. (Los Angeles CA)
CA
05/25/2012 - 07/29/2014
NYLIFE SECURITIES LLC (LOS ANGELES CA)
CA
04/27/2001 - 05/02/2012
MML INVESTORS SERVICES, LLC (LOS ANGELES CA)
BC
Issued 08/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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