Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Charles Conn has over 23 years of experience in the financial industry. Kevin is currently registered with State Street Global Markets, LLC and is licensed in all 50 states. Prior to State Street Global Markets, LLC, Kevin was previously employed with STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC, MBSC SECURITIES CORPORATION, FISERV INVESTOR SERVICES, INC., and NYLIFE SECURITIES INC. Kevin holds multiple licenses including Series 6, 7, 24, 26, 52, 53, 63, 99, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/01/2017 - Present
State Street Global Markets, LLC (NEW YORK NY)
NY
10/31/2012 - 05/01/2017
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (NEW YORK NY)
NY
11/14/2000 - 10/23/2012
MBSC SECURITIES CORPORATION (UNIONDALE NY)
TX
02/07/2000 - 05/25/2000
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
NY
05/05/1999 - 12/09/1999
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 05/07/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/06/2020
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/26/2009
Series 24 - General Securities Principal Examination
BC
Issued 04/23/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2007
Series 7 - General Securities Representative Examination
BC
Issued 05/04/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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