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Kevin Carter

Cetera Advisors LLC

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About Kevin Carter

Kevin Carter is a financial advisor with Cetera Advisors LLC and Cetera Financial Specialists LLC. Kevin is registered with FINRA and holds Series 7, Series 63 and SIE licenses. Kevin has been in the financial industry since 2019 and is based in Dallas, Texas. Kevin also has previous experience with Charles Schwab & Co., Inc.

Firm Information

Kevin Carter is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Carter’s Registration & Firm History

TX

08/23/2024 - Present

Cetera Advisors LLC (DALLAS TX)

TX

07/09/2018 - 04/12/2021

CHARLES SCHWAB & CO., INC. (Westlake TX)

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Licenses & Designations

BC

Issued 07/27/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Carter.
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