Unclaimed
Kevin Carter is a financial advisor with Cetera Advisors LLC and Cetera Financial Specialists LLC. Kevin is registered with FINRA and holds Series 7, Series 63 and SIE licenses. Kevin has been in the financial industry since 2019 and is based in Dallas, Texas. Kevin also has previous experience with Charles Schwab & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/23/2024 - Present
Cetera Advisors LLC (DALLAS TX)
TX
07/09/2018 - 04/12/2021
CHARLES SCHWAB & CO., INC. (Westlake TX)
BC
Issued 07/27/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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