Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Carroll is a financial professional with over 20 years of experience in the financial services industry. He has worked for several prominent firms, including Jefferies LLC, Ridge Clearing & Outsourcing Solutions, Inc., and MAN Securities Inc., where Kevin has a proven track record of success in providing financial advice and guidance. Currently, Kevin is an active registered representative with Broadridge Business Process Outsourcing, LLC. Kevin possesses Series 72, Series 99, and SIE licenses, demonstrating his expertise in various financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
07/31/2018 - Present
Broadridge Business Process Outsourcing, LLC (Newark NJ)
NY
11/22/2012 - 08/02/2018
JEFFERIES LLC (NEW YORK NY)
NJ
01/04/2008 - 04/20/2009
RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC. (JERSEY CITY NJ)
NY
12/19/2003 - 05/17/2007
MAN SECURITIES INC (NEW YORK NY)
NJ
08/08/2001 - 05/20/2003
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
NJ
10/20/2000 - 05/20/2003
PREBON SECURITIES (USA) INC. (JERSEY CITY NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2012
Series 99 - Operations Professional Examination
BC
Issued 10/19/2000
Series 72 - Government Securities Representative Examination
Active
Inactive
F
FINRA
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