Unclaimed
Kevin Cadden has been in the financial industry since 1994. Kevin is currently registered with Deutsche Bank Securities Inc. and is active in the securities industry. Previously, Kevin worked at CANTOR FITZGERALD & CO., IMPERIAL CAPITAL, LLC, GOLDMAN, SACHS & CO., J.P. MORGAN SECURITIES INC., CREDIT SUISSE FIRST BOSTON CORPORATION, CIBC WORLD MARKETS CORP., BEAR, STEARNS & CO. INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Kevin has a strong track record of success in the financial industry and is committed to providing clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
10/06/2020 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
NY
12/18/2017 - 09/01/2020
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
06/26/2017 - 12/12/2017
IMPERIAL CAPITAL, LLC (NEW YORK NY)
NY
03/15/2007 - 08/30/2016
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
05/01/2001 - 03/15/2007
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/16/2000 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
04/27/2000 - 05/18/2000
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
06/18/1999 - 04/27/2000
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
03/18/1998 - 06/23/1999
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
03/08/1993 - 03/16/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 03/23/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/1996
Series 3 - National Commodity Futures Examination
BC
Issued 03/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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