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Kevin C Meade

Aegis Capital Corp.

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About Kevin C Meade

Kevin Meade is a financial professional with over 14 years of experience in the financial services industry. Kevin is currently registered with Aegis Capital Corp. Kevin's previous experience includes roles with Dinosaur Financial Group, L.L.C, Acceptus Capital Corp. and Paulson Investment Company, Inc. Kevin is licensed to provide financial advice in New York.

Firm Information

Kevin Meade is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kevin Meade’s Registration & Firm History

NY

01/13/2020 - Present

Aegis Capital Corp. (NEW YORK NY)

NY

07/10/2019 - 01/06/2020

DINOSAUR FINANCIAL GROUP, L.L.C (NEW YORK NY)

NY

12/14/2016 - 08/15/2019

ACCEPTUS CAPITAL CORP. (MELVILLE, NY)

NY

02/29/2012 - 07/17/2019

AEGIS CAPITAL CORP. (MELVILLE NY)

NY

01/04/2010 - 02/29/2012

PAULSON INVESTMENT COMPANY, INC. (HAUPPAUGE NY)

NY

06/12/2008 - 01/13/2010

GUNNALLEN FINANCIAL, INC (HAUPPAUGE NY)

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Licenses & Designations

BC

Issued 07/15/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/19/2023

Series 14 - Compliance Officer Examination

BC

Issued 05/10/2012

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/11/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kevin C Meade.
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