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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Harvey is a financial advisor at Morgan Stanley. Kevin has been in the financial services industry for over 10 years and is registered with the Securities and Exchange Commission (SEC) as a broker-dealer and investment advisor. Kevin has extensive experience in providing financial advice to individuals, families, and businesses. Kevin holds multiple licenses and certifications, including Series 7, Series 66, and Series 56.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
07/07/2023 - Present
Morgan Stanley (Chicago IL)
IL
09/14/2023 - 06/03/2024
E*TRADE SECURITIES LLC (Chicago IL)
IL
09/13/2022 - 09/05/2023
E*TRADE SECURITIES LLC (CHICAGO IL)
IL
11/29/2021 - 05/10/2022
ROBINHOOD FINANCIAL, LLC (Chicago IL)
IL
03/03/2020 - 11/30/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROLLING MEADOWS IL)
IL
01/03/2019 - 10/02/2019
J.P. MORGAN SECURITIES LLC (OAK BROOK IL)
IL
06/04/2018 - 10/24/2018
EDWARD JONES (AURORA IL)
IL
01/02/2018 - 06/08/2018
TD AMERITRADE, INC. (CHICAGO IL)
IL
04/16/2012 - 11/13/2017
BELVEDERE TRADING LLC (CHICAGO IL)
IL
04/08/2011 - 09/30/2011
PANOS TRADING, LLC (CHICAGO IL)
BOTH
Issued 06/26/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/10/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2022
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2017
Series 7 - General Securities Representative Examination
BC
Issued 11/28/2012
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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