Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin C. Butler is an investment advisor representative who has been in the industry since 1998. Kevin is registered with Morgan Stanley in Woodland Hills, CA. Kevin is also registered with the following securities regulators: California, South Carolina and Texas. Kevin has previously worked with Wells Fargo Advisors, LLC, Prudential Securities Incorporated and Dean Witter Reynolds Inc. Kevin is registered with the following designations: Series 31, Series 7 and SIE. Kevin is specialized in providing investment advice to high-net-worth individuals, corporations, pension and profit-sharing plans, investment companies, charitable organizations, insurance companies and banking or thrift institutions. Kevin is also specialized in providing investment advice to clients with other types of investments, such as trusts, estates, and 401(k) plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
01/28/2010 - Present
Morgan Stanley (Woodland Hills CA)
CA
07/01/2003 - 01/19/2010
WELLS FARGO ADVISORS, LLC (WOODLAND HILLS CA)
NY
07/14/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/27/1998 - 07/11/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 02/13/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 01/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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