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Kevin C Brooks

Stonex Advisors Inc.

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About Kevin C Brooks

Kevin C. Brooks is a financial professional with over 20 years of experience in the industry. Kevin has a strong track record in providing financial consulting services, financial planning, and portfolio management for both individuals and businesses. Kevin is currently registered with Stonex Advisors Inc. and holds licenses in numerous states. Kevin has previously held positions at UBS PaineWebber Inc. and Morgan Stanley DW Inc.

Firm Information

Kevin Brooks is currently registered with Stonex Advisors Inc.. Stonex Advisors Inc. is a Registered Investment Advisor (RIA) based in Birmingham, Alabama with a strong national presence. They provide financial planning and consulting services to individuals, businesses, and charitable organizations. Stonex manages over $4.5 billion in assets, with a dedicated team of over 200 licensed agents, investment advisor representatives, and registered representatives.
Stonex Advisors Inc.

2 PERIMETER PARK SOUTH

BIRMINGHAM, AL 35243

$4.52B

Assets Under Management

48

Total Clients

241

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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financial consulting services

Financial consulting services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kevin Brooks’s Registration & Firm History

LA

06/30/2016 - Present

Stonex Advisors Inc. (Baton Rouge LA)

NY

01/24/2003 - 08/29/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

NJ

10/21/1998 - 01/30/2003

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

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Licenses & Designations

IA

Issued 11/11/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/04/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/20/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kevin C Brooks. Review regulatory record here.
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