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Kevin Builes

Wells Fargo Securities, LLC

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About Kevin Builes

Kevin Builes is a financial advisor with Wells Fargo Securities, LLC in New York, NY. Kevin has over 2 years of experience in the financial services industry. Kevin is a Series 7, 63, 79, and SIE licensed professional. Prior to joining Wells Fargo Securities, LLC, Kevin worked at UBS Securities LLC and Credit Suisse Securities (USA) LLC.

Firm Information

Kevin Builes is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Builes’s Registration & Firm History

NY

05/08/2024 - Present

Wells Fargo Securities, LLC (New York NY)

NY

09/29/2023 - 05/14/2024

UBS SECURITIES LLC (NEW YORK NY)

NY

12/20/2021 - 09/29/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/18/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/26/2022

Series 7TO - General Securities Representative Examination

BC

Issued 12/18/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 11/20/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kevin Builes.
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