Unclaimed
Kevin Bruce Johnson is an investment advisor representative who has been working in the financial services industry since 1989. Johnson has passed the Series 6, 7, 63, and 66 exams. He holds registrations in 16 states. Johnson is currently registered with Northwestern Mutual Investment Services, LLC, and previously worked with Robert W. Baird & Co. Incorporated. Johnson is also the 100% owner of KMKM Enterprises, LLC, and a 44% owner of Bogey Enterprises, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WA
04/26/2011 - Present
Northwestern Mutual Investment Services, LLC (SEATTLE WA)
WI
01/08/1990 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 09/12/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/05/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2004
Series 7 - General Securities Representative Examination
BC
Issued 08/21/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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