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Kevin Bruce Graham

Northwestern Mutual Investment Services, LLC

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About Kevin Bruce Graham

Kevin Bruce Graham is a financial advisor with Northwestern Mutual Investment Services, LLC, a company that provides investment advice and services to individuals and businesses. Kevin has been a financial advisor for over 20 years, and has a strong background in investments and financial planning. Kevin is a Registered Representative and Investment Advisor Representative, and is registered in all 50 states.

Firm Information

Kevin Graham is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Kevin Graham’s Registration & Firm History

GA

09/06/2007 - Present

Northwestern Mutual Investment Services, LLC (ATLANTA GA)

FL

07/21/2005 - 08/03/2007

RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)

WI

02/25/2002 - 07/14/2005

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

NY

05/23/2000 - 02/04/2002

SALOMON SMITH BARNEY INC. (NEW YORK NY)

GA

04/21/1998 - 05/19/2000

FSC SECURITIES CORPORATION (ATLANTA GA)

FL

01/04/1997 - 03/24/1998

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

IA

Issued 05/20/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/30/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/21/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/21/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/22/1999

Series 4 - Registered Options Principal Examination

BC

Issued 04/25/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Bruce Graham.
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