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Kevin Brown

Icapital Markets LLC

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About Kevin Brown

Kevin Brown is a financial professional with experience in the industry. Kevin has worked at Goldman Sachs & Co. LLC and currently works at Icapital Markets LLC, both based in New York, NY. Kevin holds the Series 7TO and Series 63 licenses and has passed the SIE exam.

Firm Information

Kevin Brown is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kevin Brown’s Registration & Firm History

NY

12/22/2023 - Present

Icapital Markets LLC (NEW YORK NY)

NY

12/17/2018 - 01/27/2021

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/26/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/2023

Series 7TO - General Securities Representative Examination

BC

Issued 12/15/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kevin Brown. Review regulatory record here.
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