Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Brian Forman is a financial advisor who has been in the industry since 1989. He is currently registered with Morgan Stanley in Deerfield, Illinois, and also holds registrations in Texas. Prior to joining Morgan Stanley, Kevin worked at several other firms, including Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., John Nuveen & Co., Incorporated, Smith Barney, Harris Upham & Co., Incorporated, and Drexel Burnham Lambert Incorporated. Kevin is licensed to provide both investment advisory and brokerage services to individuals and businesses. Kevin holds several professional licenses and certifications, including the Series 7, 3, 9, 10, 63, and 65 licenses. Kevin has a strong track record of success in the financial services industry, with a focus on providing personalized financial advice and wealth management services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
04/15/2020 - Present
Morgan Stanley (Deerfield IL)
IL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CHICAGO IL)
IL
08/30/1994 - 04/02/2007
MORGAN STANLEY DW INC. (CHICAGO IL)
IL
10/24/1990 - 06/30/1994
JOHN NUVEEN & CO., INCORPORATED (CHICAGO IL)
NY
05/15/1989 - 08/21/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
01/24/1989 - 06/05/1989
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 04/17/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/03/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/1997
Series 3 - National Commodity Futures Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kevin Forman is the right advisor for you? Invested Better is here to help.
