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Kevin Brian Farrell

Northwestern Mutual Investment Services, LLC

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About Kevin Brian Farrell

Kevin Farrell is a financial advisor with over 17 years of experience in the financial services industry. Kevin is a registered representative with Northwestern Mutual Investment Services, LLC, a firm with a long history of providing financial planning and investment advice. Prior to joining Northwestern Mutual, Kevin was affiliated with LPL Financial LLC, Waddell & Reed, and Merrill Lynch. Kevin has a strong understanding of the financial markets and a commitment to helping clients achieve their financial goals.

Firm Information

Kevin Farrell is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Kevin Farrell’s Registration & Firm History

KS

04/18/2023 - Present

Northwestern Mutual Investment Services, LLC (LEAWOOD KS)

KS

07/21/2021 - 01/19/2022

LPL FINANCIAL LLC (LEAWOOD KS)

KS

06/26/2009 - 07/21/2021

WADDELL & REED (LEAWOOD KS)

MO

04/13/2004 - 07/02/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (KANSAS CITY MO)

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Licenses & Designations

BOTH

Issued 04/26/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/28/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/12/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kevin Brian Farrell.
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