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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Dunn is a registered investment advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Kevin has been in the financial services industry since 2003 and holds the following licenses: Series 7, Series 9, Series 10, Series 31, Series 63, Series 65, Series 66, and the Securities Industry Essentials Examination. Kevin provides investment advisory services to individuals, businesses, investment companies, pension and profit-sharing plans, insurance companies, corporations, charitable organizations, and state and municipal government entities. Kevin has specialized in investment management and financial planning for over 20 years. Kevin has a strong track record of providing superior investment results for his clients. Kevin is committed to providing his clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
11/01/2007 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BURLINGTON MA)
MA
03/11/2004 - 09/06/2006
MORGAN STANLEY DW INC. (WELLESLEY MA)
NY
03/26/2003 - 03/16/2004
PARK AVENUE SECURITIES LLC (NEW YORK NY)
BOTH
Issued 10/06/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/18/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/13/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 03/24/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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